Appraisal Considerations:
- Noncompliance issues are often resolved within the project, and do not require escalation. Assessment of the escalation path may be assessed by inspection of applicable process descriptions and interview responses
- Look for communication of noncompliance issues to those responsible for development, deployment, or management of applicable work products or processes
- Look for recording and timely closure of noncompliance issues
- Be cautious of too many waivers being issued to resolve noncompliance.